SOX Documentation

Section 404 of the Sarbanes-Oxley Act (SOX) requires a report outlining executive management's responsibility for internal controls and procedures for financial reporting and a current assessment of their effectiveness. In addition, the company's external auditor must attest to the evaluation.

For most companies, compliance with Section 404 presents a challenge in terms of time, resources and skill sets. If operations are geographically dispersed, companies may need assistance through on-site visits to observe and document the internal control environment.

We follow a logical, disciplined approach involving defining the scope of the SOX 404 compliance and documenting the internal control environment through the use of process flows, narratives, and risk and control matrices for key financial reporting processes ... highlighting significant control points ... and identifying remediation gaps.

Our experienced and independent professionals will see that your SOX documentation is complete ... and compliance is met ... with no conflict-of-interest concerns.